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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-26
MN RA APPROVED 2013-11-05
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2022-09-26
  • MN RA
    APPROVED
    Since 2013-11-05
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

950 E Wayzata Blvd Ste 200, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wayzata MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Wayzata MN 11/2016 Present
Previous Registrations
  • 2008-08-29 → 2011-01-03
    Wells Fargo Investments, Llc
    Wayzata, MN
    Wayzata, MN
    Wayzata, MN
    Wayzata, MN
    Wayzata, MN
Other Businesses

JILL HARTMAN LLC, NON-INV; MINNEAPOLIS, MN; INTERPRETER; START: 04/01/2014; HOURS: 6 PER MONTH - 0 DURING TRADING; DUTIES: CLERICAL POWER OF ATTORNEY FOR MOTHER, INV RELATED, MARSHFIELD, WI, START: 12/11/18, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-30
S63 Uniform Securities Agent State Law Examination 1996-01-19
  • S65 Uniform Investment Adviser Law Examination
    2002-01-30
  • S63 Uniform Securities Agent State Law Examination
    1996-01-19
Other Names
  • Lana Joan Belke

View on SEC IAPD

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