Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-26 |
| MN | RA | APPROVED | 2013-11-05 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
950 E Wayzata Blvd Ste 200, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wayzata | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wayzata | MN | 11/2016 | Present |
JILL HARTMAN LLC, NON-INV; MINNEAPOLIS, MN; INTERPRETER; START: 04/01/2014; HOURS: 6 PER MONTH - 0 DURING TRADING; DUTIES: CLERICAL POWER OF ATTORNEY FOR MOTHER, INV RELATED, MARSHFIELD, WI, START: 12/11/18, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-19 |
Reach out to this advisor