Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2011-03-04 |
Branch Locations
3168 Braverton St, 4Th Fl Compass Wealth Strategies Llc, Edgewater, MD 21037-7960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Edgewater | MD | 03/2011 | Present |
(1) COMPASS WEALTH STRATEGIES, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 07/01/2011: NO BUSINESS NAME - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - NOTARY - 1% OF TIME SPENT - NOTARIZE DOCUMENTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-28 |
Reach out to this advisor