Stephen Harry Szczublewski

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-08-20
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	1998-08-07

FL RA
APPROVED

Since 2025-08-20
NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 1998-08-07

Branch Locations

Stuart, FL • United States

2301 Se Monterey Rd, Stuart, FL 34996 • United States

1241 Pittsford Victor Rd, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pittsford	NY	06/1996	Present
Bank Of America,Na	Pittsford	NY	11/2009	Present

06/1996 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pittsford, NY
11/2009 → Present

Bank Of America,Na

Pittsford, NY

Other Businesses

I*1929263, Entity Type: Fiduciary, Name of OBA: MRS K A S PLEDGED TO ML LENDER , Address: Rochester , New York, 14618, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 31-Jul-2024, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-08-23
S63	Uniform Securities Agent State Law Examination	1993-05-19

S65 Uniform Investment Adviser Law Examination

1993-08-23
S63 Uniform Securities Agent State Law Examination

1993-05-19

Other Names

Steve Szczublewski

View on SEC IAPD