Shannon Tara Ryan

Current Employers

Employment History

• 10/2013 → 11/2016
  Wells Fargo Advisors Llc
  El Segundo, CA
• 11/2016 → 05/2026
  Wells Fargo Clearing Services, Llc
  El Segundo, CA
• 05/2026 → Present
  Rbc Capital Markets, Llc
  Rolling Hills, CA

Previous Registrations

• 2013-10-21 → 2026-06-03
  Wells Fargo Clearing Services, Llc
  El Segundo, CA
  Brea, CA
• 1994-01-07 → 2013-10-25
  Ameriprise Financial Services, Llc
  Long Beach, CA
  Hermosa Beach, CA
  Irvine, CA
  Long Beach, CA
  Long Beach, CA
  Long Beach, CA

Other Businesses

(1) THE HEAVY PURSE LLC; INV. RELATED; MANHATTAN BEACH, CA; OWNER; CHILDREN'S BOOKS; START 2/2012; 1-9 HRS PER MONTH. TWO CHILDRENS BOOK ON FINANCIAL LITERCY FOR AGES 5-8.| (2) UNSTOPPABLE PROTECTIVE GEAR LLC, NOT INV RELATED, MANHATTAN BEACH, CA, 60% OWNERSHIP WITH SPOUSE, START 7/1/2021, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, SPORTING GEAR.| THE AMERICAN COLLEGE OF CINANCIAL SERVICES, NOT INV RELATED, KING OF PRUSSIA, PA, PROFESSOR, START 9/1/24, 4 HRS PER MONTH, 0 HRS DURING TRADING, CHFC; | YOUR FINANCES HAVE FEELINGS; INV RELATED; MANHATTAN BEACH, CA; AUTHOR; START DATE 01/01/2025; 5 HOURS PER MONTH; 0 HOURS DURING TRADING (3) NAME OF ENTITY: The Heavy Purse, LLC ADDRESS: 200 S. Poinsettia Ave, Manhattan Beach, CA 90266 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jan 01, 2012 CAPACITY: Owner, Officer DUTIES: Financial literacy company, including children’s books, a behavioral finance book, TEDx talks, podcasts, and social media. No investment products or services offered. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-05-20
• S65 Uniform Investment Adviser Law Examination
  1993-03-18

Designations

Other Names

• Shannon Tara Neibling