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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-08 |
| FL | RA | APPROVED | 2022-04-20 |
| MI | RA | APPROVED | 2020-11-04 |
Branch Locations
Wilton Manors, FL • United States
Cheboygan, MI • United States
1310 S Main St Ste 14, Ann Arbor, MI 48104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | 11/2020 |
| Ameriprise Financial Services Inc | Ann Arbor | MI | 11/2020 | 11/2020 |
| Ameriprise Financial Services, Llc | Ann Arbor | MI | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Ann Arbor | MI | 11/2020 | Present |
Independent Insurance Brokering; Jackson National; 10/10/1995; Fixed Annuity / Equitable Life Insurance; 04/01/1993; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-30 |
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