Richard Scott Maholchic

Current Employers

Employment History

• 09/2010 → Present
  Capitas Distributors, Inc.
  Minneapolis, MN
• 02/2014 → 06/2017
  Lincoln Investment Planning
  Wyncote, PA
• 06/2017 → Present
  The Leaders Group, Inc.
  Littleton, CO
• 06/2017 → Present
  Pacific Southwest Financial
  Woodland Hills, CA

Previous Registrations

• 2014-02-11 → 2017-06-06
  Lincoln Investment
  Woodland Hills, CA
• 2014-02-11 → 2017-06-06
  Capital Analysts
  Woodland Hills, CA
• 2013-08-01 → 2014-02-11
  Tlg Advisors, Inc.
  Woodland Hills, CA
  Summit, NJ

Other Businesses

1.) RODNUSKY & ASSOCIATES - 9/1/2010 - 5959 Topanga Canyon Blvd, Suite 220, Woodland Hills, CA 91367 - Consultant, Review law firm client insurance statements, insurance coverage, Invt Rel, Consulting for law firm clients, 10 hrs/mo; 6 hrs/mo (during trading hours). 2.) PACIFIC SOUTHWEST FINANCIAL - 1/1/2014 - 21800 Burbank Blvd, Suite 200, Woodland Hills, CA 91367 - President, President and assisted sales capacity to financial advisors selling life insurance, Invt Rel, Wholesale Life Insurance Sales, 160 hrs/mo; 130 hrs/mo (during trading hours). 3.) RICK MAHOLCHIC - 3/24/2017 - 21800 Burbank Blvd, Suite 200, Woodland Hills, CA 91367 - Agent, Life Settlements, As a consultant and agent to a law firm I may be approached by their clients to help facilitate a Life Settlement situation-There is no marketing efforts related to this activity- This is purely reactive in nature, Not Invt Rel, 1 hr/mo; 1 hr/mo (during trading hours). 4.) TLG ADVISORS, INC - 6/1/2017 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 5.) CONSULTANT - 9/15/2010 - 5959 Topanga Canyon Bvld, Suite 220, Woodland Hills, CA 91367 - Insurance Consultant to Law Firm, Review Documents-sell insurance products, Review Inforce Trust Policies, provide additional or new coverage to clients and provide product comment to trustees, 5 hrs/mo; 5 hrs/mo (during trading hours). 6.) SPECIAL HOUR LLC - 9/2/10 - 5959 Topanga Canyon Blvd., Suite 200, Woodland Hills, CA 91367 - Partner/Member, LLC to hold real estate, Partner in acquisition of real estate, non securities related, 5 hrs/mo; 5 hrs/mo (during trading hours). 7.) SAMJEN LLC - 9/2/10 - 308 Medea Creek Lane, Oak Park, CA 91377- LLC to hold real estate properties, President & Member of LLC, no duties other than purchase or sale of real estate, 5 hr/mo; 5 hrs/mo (during trading hours).

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-01-14

Designations

Other Names

• Richard Scott Maholchic
• Rick Maholchic