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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| VA | RA | APPROVED | 2009-06-01 |
Branch Locations
901 East Byrd Street Suite 2000, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Richmond | VA | 02/2006 | Present |
| Morgan Stanley Smith Barney | Purchase | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*429905-The Wine Whisperer LLC; Investment related- No; Richmond, Virginia; Retail/Online Stores; Partner; Feb 2021 ; During business hours: 0; Partner, Administrative *619416 - Palindrome Holdings, LLC; Investment related: Yes; Richmond, Virginia; Restaurant/Bar/Nightclub; Partner(proprietor, partner, officer, director, employee, trustee, agent); 11/2024; During business hours: 1; After business hours: 9; President of holding company of restaurants. Wife is other owner and Vice President. *622693- Vino Whisperer LLC; Investment related: Yes; Richmond, Virginia; Restaurant/Bar/Nightclub; Officer (proprietor, partner, officer, director, employee, trustee, agent); 02/2025; During business hours: 0; After business hours: 2; Business Development/Growth *637037 - 1811 Roseneath, LLC; Investment related-Yes; Richmond, Virginia; Real Estate; Officer (proprietor, partner, officer, director, employee, trustee, agent); 03/2025; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-07 |
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