David Rocco Yaccino

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-04-07
IL	RA	APPROVED	2015-12-04
TX	RA	APPROVED_RES	2015-12-04

FL RA
APPROVED

Since 2021-04-07
IL RA
APPROVED

Since 2015-12-04
TX RA
APPROVED_RES

Since 2015-12-04

Branch Locations

3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States

One North Wacker Suite 3400, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Palm Beach Gardens	FL	12/2015	Present

12/2015 → Present

Stifel, Nicolaus & Company, Incorporated

Palm Beach Gardens, FL

Previous Registrations

2012-01-17 → 2015-12-04

Barclays Capital Inc.

Chicago, IL

Other Businesses

1. SHADY SIDE ACADEMY; VISITOR'S BOARD; 423 FOX CHAPEL ROAD,PHILADELPHIA,PA,UNITED STATES-152383; OTHER; OTHER ONE DAY/YEAR MEETING WITH SCHOOL ADMIN; 12 MAR 2012; 1 HOURS PER MONTH AFTER SECURITIES TRADING HOURS; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS 2. Zander LLC; 15 sag harbor ct, sag harbor, NY 11963; rental home; owner; 05/02/2007; 0 Hours per Year; Not during securities trading hours; investment-related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-03-19
S63	Uniform Securities Agent State Law Examination	1995-09-08

S65 Uniform Investment Adviser Law Examination

2021-03-19
S63 Uniform Securities Agent State Law Examination

1995-09-08

Other Names

David Rocco Yaccino

View on SEC IAPD