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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-08-21 |
| TX | RA | APPROVED_RES | 2019-08-21 |
Branch Locations
301 Grant St Ste 3600 One Oxford Centre, Pittsburgh, PA 15219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Pittsburgh | PA | 09/2011 | 11/2018 |
| Wells Fargo Clearing Services Llc | Pittsburgh | PA | 08/2019 | Present |
| Db Root & Co | Pittsburgh | PA | 04/2019 | 08/2019 |
| Unemployed | Piitsburgh | PA | 11/2018 | 04/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-27 |
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