Michael Steven Mcavoy

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2019-07-25
TX	RA	APPROVED_RES	2019-07-23

AZ RA
APPROVED

Since 2019-07-25
TX RA
APPROVED_RES

Since 2019-07-23

Branch Locations

Scottsdale, AZ • United States

18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Scottsdale	AZ	06/2009	07/2019
Oppenheimer & Co	Scottsadale	AZ	10/2011	07/2019
Wells Fargo Clearing Services, Llc	Scottsdale	AZ	07/2019	Present

06/2009 → 07/2019

Morgan Stanley Smith Barney

Scottsdale, AZ
10/2011 → 07/2019

Oppenheimer & Co

Scottsadale, AZ
07/2019 → Present

Wells Fargo Clearing Services, Llc

Scottsdale, AZ

Previous Registrations

2011-11-08 → 2019-07-26

Oppenheimer & Co. Inc.

Scottsdale, AZ
2009-06-01 → 2011-10-26

Morgan Stanley

Scottsdale, AZ
2007-09-27 → 2009-06-01

Citigroup Global Markets Inc.

Scottsdale, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-09-07
S63	Uniform Securities Agent State Law Examination	2005-08-11

S65 Uniform Investment Adviser Law Examination

2007-09-07
S63 Uniform Securities Agent State Law Examination

2005-08-11

Other Names

Michael S Mcavoy

View on SEC IAPD