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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-02-20
  • FL RA
    APPROVED
    Since 2017-02-20

Branch Locations

Tampa, FL • United States

4830 W Kennedy Blvd Ste 550, Tampa, FL 33609 • United States

15916 N Florida Ave, Lutz, FL 33549 • United States

3501 Bessie Coleman Blvd, Tampa, FL 33630 • United States

959 E Brandon Blvd, Brandon, FL 33511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercap Securities, Llc Paoli PA 03/2014 10/2016
Principal Securities, Inc. Tampa FL 10/2016 Present
Principal Life Insurance Company Tampa FL 10/2016 Present
Self Tampa FL 07/2012 10/2016
  • 03/2014 → 10/2016
    Mercap Securities, Llc
    Paoli, PA
  • 10/2016 → Present
    Tampa, FL
  • 10/2016 → Present
    Principal Life Insurance Company
    Tampa, FL
  • 07/2012 → 10/2016
    Self
    Tampa, FL
Previous Registrations
  • 1993-05-14 → 2005-07-29
    Msi Financial Services, Inc.
    Tampa, FL
Other Businesses

Fixed insurance, Fixed life, fixed annuities, DI and LTC, 10/24/16. **Florida Continuing Education, Instructor, 10/24/16. **Saladino Financial Group, LLC, Owner, 10/25/16. ***Notary; Not Investment Related; Tampa, FL; Notary; Notary services for family and friends marriages.; Start Date: 06/01/2021; 2 hrs per month; 2 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-13
  • S66 Uniform Combined State Law Examination
    2017-01-13

View on SEC IAPD

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