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Irene Stanley

Ubs Financial Services Inc.

Fresno, CA

San Francisco, CA

Napa, CA

Mill Valley, CA

Napa, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-12-04
  • CA RA
    APPROVED
    Since 2017-12-04

Branch Locations

Fig Garden Financial Center 5200 North Palm Suite 101, Fresno, CA 93704-9874 • United States

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

1455 First Street Suite 300, Napa, CA 94559 • United States

2 Belvedere Place Suite 220, Mill Valley, CA 94941 • United States

Napa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney San Francisco CA 06/2009 11/2017
Ubs Financial Services Inc. San Francisco CA 11/2017 Present
Previous Registrations
  • 2009-06-01 → 2017-11-21
    Morgan Stanley
    San Francisco, CA
  • 2004-10-18 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-10
S63 Uniform Securities Agent State Law Examination 1994-08-23
  • S65 Uniform Investment Adviser Law Examination
    1995-10-10
  • S63 Uniform Securities Agent State Law Examination
    1994-08-23
Other Names
  • Irene Pravednikov

View on SEC IAPD

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