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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-03-15 |
| OH | RA | APPROVED | 2022-11-02 |
| TX | RA | APPROVED_RES | 2022-10-31 |
Branch Locations
200 Public Square Suite 2600, Cleveland, OH 44114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cleveland | OH | 03/1995 | 10/2022 |
| Bank Of America, N.A. | Cleveland | OH | 07/2011 | 10/2022 |
| Morgan Stanley Smith Barney Llc | Cleveland | OH | 10/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-22 |
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