James Louis Parker

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-01-01

MI RA
APPROVED

Since 2025-01-01

Branch Locations

9030 11 Mile Road, Mecosta, MI 49332 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	04/2015	Present
Sigma Planning Corporation	Ann Arbor	MI	04/2015	Present

04/2015 → Present

Sigma Financial Corporation

Ann Arbor, MI
04/2015 → Present

Sigma Planning Corporation

Ann Arbor, MI

Previous Registrations

2009-10-05 → 2015-04-23

Ameriprise Financial Services, Llc

Livonia, MI
2007-05-18 → 2009-10-05

Ameriprise Advisor Services, Inc.

Livonia, MI

Other Businesses

1. BUSINESS OWNERSHIP:PAY "FORE" PLAY GOLF INC,OWNER,DEVELOPING A SYSTEM TO CHARGE DIFFERENTLY TO PLAY GOLF /PAT FORE PLAY GOLF, OWNER, DEVELOPMENT OF GOLF COURSE MANAGEMENT SYSTEM,COMP FOR ALL:$0,HRS FOR ALL:1-9. 2. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES 3. Realtor - Hayden Outdoors, Mecosta, MI. Acting as buyer agent/seller agent for recreational properties. Start date: 1/26/21, approx. 15 hrs/mo, 20% during mkt hrs. 4. Member and VP of Operations for LGB Holdings, LLC, Howell, MI. One of members of LLC which owns Camp Talahi in Howell, MI. Start date: 4/22/22, approx. 10 hrs/mo with 5% during mkt hrs. INV REL: N

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-03-28
S63	Uniform Securities Agent State Law Examination	1993-05-28

S65 Uniform Investment Adviser Law Examination

2006-03-28
S63 Uniform Securities Agent State Law Examination

1993-05-28

View on SEC IAPD