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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-09 |
| AZ | RA | APPROVED | 2017-11-29 |
| CO | RA | APPROVED | 2017-11-29 |
| GA | RA | APPROVED | 2017-11-29 |
| MI | RA | APPROVED | 2017-11-29 |
| MN | RA | APPROVED | 2017-11-29 |
| MT | RA | APPROVED | 2017-11-29 |
| ND | RA | APPROVED | 2017-11-29 |
Branch Locations
15 1St Street Ne, Tioga, ND 58852 • United States
2407 2Nd Ave W Ste A, Williston, ND 58801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Williston | ND | 02/1993 | 11/2017 |
| Lpl Financial Llc | Williston | ND | 11/2017 | Present |
1. 11/29/2017 - FIRST INTERNATIONAL INVESTMENTS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 01/05/2018 - Strategic Benefits Group (SBG) - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 01/04/2018 - 15 Hours Per Month/1 During Securities Trading. 3. 11/29/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/29/2017. 4. 10/3/2019 - INVESTMENT CENTER ADVISOR GROUP INSURANCE AGENCY - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/23/2019 - 10 Hours Per Month/1 Hour During Securities Trading. 5. 9/24/2020 - ICA Group Holding Co., LLC - Investment Related - 2000 S. Colorado Blvd., Annex Building Ste. 200, Denver, CO 80222 - Business Entity For Tax/Investment Purposes Only - Started 09/01/2020 - Time Spent 1%. 6) 01/28/2025 - Investment Center Advisor Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:02/01/2025 - 160 Hrs/Mth - 6 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-06 |
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