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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Bainbridge Island | WA | 06/1994 | 08/2022 |
| Whjr Associates | Campbell | CA | 06/1997 | 04/2017 |
| Nwf Advisory Group | Los Angeles | CA | 03/2017 | 08/2022 |
| Ameriprise Financial Services Llc | Bainbridge Island | WA | 08/2022 | Present |
Real Estate Ownership; Lot/Land; New Brooklyn Rd, , Bainbridge Island, WA, 98110; Not Investment-Related; 06/01/2018. Business Ownership; CS Anderson Financial Services Inc; Management; Financial Services; 1932 1st Avenue, Ste 620, Seattle, WA, 98101; Investment-Related; 11/17/1994; 40 to 59 hours per month; 40 to 59 during trading hours / Charles Anderson Company inc; Business management; Tax Preparation; 1932 1st Avenue, Ste 620, Seattle, WA, 98101; Not Investment-Related; 03/15/1996; 20 to 39 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-18 |
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