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Travis Joel Tidwell

Rockefeller Capital Management

Atlanta, GA

Rockefeller Financial LLC

Atlanta, GA

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-11-06
TX RA APPROVED 2025-11-05
  • GA RA
    APPROVED
    Since 2025-11-06
  • TX RA
    APPROVED
    Since 2025-11-05

Branch Locations

3060 Peachtree Road Nw Suite 110, Atlanta, GA 30305 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-19
GA RA APPROVED 2018-12-11
  • TX RA
    APPROVED_RES
    Since 2021-08-19
  • GA RA
    APPROVED
    Since 2018-12-11

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 09/2008 12/2018
Rockefeller Financial Llc Atlanta GA 12/2018 Present
Rockefeller Capital Management Atlanta GA 11/2025 Present
Previous Registrations
  • 2008-09-16 → 2018-12-18
    Ubs Financial Services Inc.
    Atlanta, GA
  • 2008-03-28 → 2008-09-24
    Lehman Brothers Inc.
    Atlanta, GA
    New York, NY
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-26
S63 Uniform Securities Agent State Law Examination 2006-01-26
  • S66 Uniform Combined State Law Examination
    2008-03-26
  • S63 Uniform Securities Agent State Law Examination
    2006-01-26

View on SEC IAPD

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