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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2019-06-20 |
| TX | RA | APPROVED | 2019-06-18 |
Branch Locations
Two Franklin Park 6700 Tower Circle, Ste. 200, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Llc | Nashville | TN | 04/2015 | 06/2019 |
| Janney Montgomery Scott Llc | Franklin | TN | 06/2019 | Present |
Youth Encouragement Services, Nashville, TN. Board Member (05/1990) - Provide governance to the non-profit organization. Not compensated, not investment related, 2 hour/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-30 |
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