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Charles Mark Willoughby

Janney Montgomery Scott LLC

Franklin, TN

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-06-20
TX RA APPROVED 2019-06-18
  • TN RA
    APPROVED
    Since 2019-06-20
  • TX RA
    APPROVED
    Since 2019-06-18

Branch Locations

Two Franklin Park 6700 Tower Circle, Ste. 200, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Nashville TN 04/2015 06/2019
Janney Montgomery Scott Llc Franklin TN 06/2019 Present
Previous Registrations
  • 2015-04-15 → 2019-07-05
    J.J.B. Hilliard, W.L. Lyons, Llc
    Nashville, TN
    Nashville, TN
  • 2009-12-22 → 2015-04-16
    Franklin, TN
  • 2002-05-31 → 2009-12-22
    Franklin, TN
    Franklin, TN
  • 2000-06-23 → 2002-06-06
    Captrust Financial Advisors, Llc
    Franklin, TN
Other Businesses

Youth Encouragement Services, Nashville, TN. Board Member (05/1990) - Provide governance to the non-profit organization. Not compensated, not investment related, 2 hour/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-15
S63 Uniform Securities Agent State Law Examination 1993-04-30
  • S65 Uniform Investment Adviser Law Examination
    1999-11-15
  • S63 Uniform Securities Agent State Law Examination
    1993-04-30
Other Names
  • Mark Willoughby

View on SEC IAPD

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