Richard Ross Tucker

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2005-02-01

OH RA
APPROVED

Since 2005-02-01

Branch Locations

One Fayette Center, Washington Court House, OH 43160 • United States

159 East Main Street, Circleville, OH 43113 • United States

4128 Hoover Road, Grove City, OH 43123 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Fifth Third Securities, Inc.	Cincinnati	OH	03/1999	Present

03/1999 → Present

Fifth Third Securities, Inc.

Cincinnati, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-31
S63	Uniform Securities Agent State Law Examination	1993-05-11

S66 Uniform Combined State Law Examination

2005-10-31
S63 Uniform Securities Agent State Law Examination

1993-05-11

View on SEC IAPD

Current Employers

Fifth Third Securities, Inc.

Disclosures

Employment History

Exams

Reviews