Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-07-05 |
| CT | RA | APPROVED | 2011-05-11 |
Branch Locations
285 Riverside Avenue Suite 205, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | New Haven | CT | 12/2010 | Present |
(1) Name of Business : Connecticut Asian Pacific American Bar Association Address: 265 Church St,New Haven, CT Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Other Investment Related:No Start Date: 13-Dec-2012 End Date: 02-Jan-2020 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 1 Description of duties: Passive member mostly to develop working relationships within the legal community as an asset to my practice. Not the founder and am not in a leadership role.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-16 |
Reach out to this advisor