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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2022-01-03 |
Branch Locations
8050 Sw Pfaffle Street Ste. 100, Tigard, OR 97223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | 12/2021 |
| Cascadia Advisory Services, Llc | Portland | OR | 12/2017 | 12/2021 |
| Cascadia Wealth Management | Portland | OR | 03/2011 | 12/2021 |
| Portland Community College | Portland | OR | 03/2017 | 12/2019 |
| Mariner Wealth Advisors | Portland | OR | 12/2021 | Present |
| Msec, Llc | Portland | OR | 12/2021 | Present |
BOWEN CONSULTING GROUP, NOT INVESTMENT RELATED, TIGARD, OR, ENTITY CREATED FOR BOOKKEEPING PURPOSES, START FEBRUARY 2008, 1-2 HOURS PER MONTH - NOT DURING TRADING HOURS, PRESIDENT. MSEC, LLC; INVESTMENT RELATED, 5700 W. 112th St., Suite 500, Overland Park, KS 66211, REGISTERED REP, Start Date: 12/2021, 40 HRS/WK DURING SECURITIES HOURS. MARINER WEALTH ADVISORS; INVESTMENT RELATED: YES ADDRESS: 5700 W. 112TH ST. SUITE 500, OVERLAND PARK, KS 66211 NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR POSITION: WEALTH ADVISOR START DATE: 12/2021 # OF HRS. PER WEEK: 40 ALL DURING TRADING GSB Properties LLC; not investment related, Tigard, OR, Real Estate property, Owner, Start date: 6/19/2017, 1 hour per month, 0 during trading hours; no responsibilities Lone Peak Holdings, LLC; not investment related; Portland, OR; real estate; Partner / co-owner; start date 10/31/24; 2 hours per month, 0 hours during trading hours; real estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-26 |
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