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John Spencer Banks

Raymond James & Associates, Inc.

Edgartown, MA

Rochester, NY

Vero Beach, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
FL RA APPROVED 2020-10-16
VA RA APPROVED 2018-04-24
  • NY RA
    APPROVED
    Since 2021-06-14
  • FL RA
    APPROVED
    Since 2020-10-16
  • VA RA
    APPROVED
    Since 2018-04-24

Branch Locations

Edgartown, MA • United States

100 Meridian Centre Suite 315, Rochester, NY 14618 • United States

Vero Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pittsford NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pittsford NY 11/2016 04/2018
Raymond James And Associates Rochester NY 04/2018 Present
Raymond James & Associates, Inc. Vero Beach FL 10/2021 Present
Previous Registrations
  • 2008-01-01 → 2018-04-27
    Wells Fargo Clearing Services, Llc
    Edgartown, MA
    Pittsford, NY
  • 2007-04-25 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Pittsford, NY
    Pittsford, NY
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-24
S63 Uniform Securities Agent State Law Examination 1993-05-20
  • S66 Uniform Combined State Law Examination
    2007-04-24
  • S63 Uniform Securities Agent State Law Examination
    1993-05-20

View on SEC IAPD

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