Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
VA RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29
  • VA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2115 Lafayette Blvd, Fredericksburg, VA 22401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott Insurance Services, Inc. Fredericksburg VA 10/1997 Present
Voya Financial Advisors Fredericksburg VA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 10/1997 → Present
    Scott Insurance Services, Inc.
    Fredericksburg, VA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Fredericksburg, VA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:Knights of Columbus Council 4034; No; 4724 HARRISON ROAD; FREDERICKSBURG; VA; 22407; community service organization; Member; 7/1/2006; 3; 3; Participates in programs and activities for members and their families.|NAME OF ENTITY:CENTRAL VIRGINIA ASSOCIATION OF HEALTH UNDERWRITERS; No; 4191 INSLAKE DR STE 100; GLEN ALLEN; VA; 23060; NON-PROFIT ORGANIZATION; Member; 9/1/2015; 4; 4; Attend meetings and Convention|NAME OF ENTITY:LPS Properties, LLC; No; 10101 TERRACE COURT; FREDERICKSBURG; VA; 22408; Commericial office building co-ownership and landlord; Co-owner; 3/1/2011; 4; 4; Maintains and repairs commerical office buildings, collects rent, etc.|NAME OF ENTITY:Scott Insurance & Financial Services Inc.; Yes; 2115 LAFAYETTE BLVD; FREDERICKSBURG; VA; 22401; DBA/Insurance and Financial Services; President; 11/20/2004; 240; 240; Independent Agent, prospect for clients, write business|NAME OF ENTITY:Partners In Aging; No; P.O. BOX 8237; FREDERICKSBURG; VA; 22404; NON PROFIT ORGANIZATION; BOARD MEMBER; 10/28/2011; 4; 4; ATTEND MEETINGS, ASSIST WHERE NEEDED|NAME OF ENTITY:Chancellor Ruritan Club; No; 5994 PLANK ROAD; FREDERICKSBURG; VA; 22407; community service organization; committee chairman-citizenship & patriatism; 1/1/2009; 4; 4; develop and implement committee programs and projects|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2115 LAFAYETTE BLVD; FREDERICKSBURG; VA; 22401; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 12/10/1997; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Tall Tales; Yes; 10101 TERRACE COURT; FREDERICKSBURG; VA; 22408; provide storytelling for all ages, purpose to teach storytelling basics. Perform storytelling for children and adult groups; owner; 1/1/1995; 2; 2; teach audiences how to create and tell their own stories.|NAME OF ENTITY:NAIFA Fredericksburg; No; 10101 TERRACE COURT; FREDERICKSBURG; VA; 22408; NON-PROFIT ORGANIZATION; Volunteer; 7/1/2008; 4; 4; Help organize member meetings and activities. Advocate for positive legislature and regulatory environment, and enhance member education and training.|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-15
  • S63 Uniform Securities Agent State Law Examination
    1993-03-15
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fredericksburg, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor