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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-01 |
| TX | RA | APPROVED_RES | 2017-12-18 |
| UT | RA | APPROVED | 2017-12-18 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Salt Lake City | UT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Salt Lake City | UT | 12/2017 | Present |
| Bank Of America, N.A. | Salt Lake City | UT | 05/2018 | Present |
I*3086271 Entity Type: Entity For Profit Name of OBA: LENS REAL ESTATE HOLDING CO, LLC Address: Naples, Florida, 34110 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 09/17/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Holding Personal real estate, i.e. our condo in Naples, FL and our townhome we are building in Ogden, UT none to speak of other than co-owning with my wife and any other duties that come with personal homeownership I*4401267 Entity Type: Fiduciary role Name of OBA: L. B. TTEE MRS N. M B. TTEE U/A DTD 04/27/2018 Address: Naples, Florida, 34110 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 04/13/2026 Number of Hours: 2, Weekly Number of Hours during trading: 0 Duties: Co-Trustee/Spouse I*4399278 Entity Type: Fiduciary role Name of OBA: L. & N. B. TTEE U/A DTD 04/27/2018 BY L. B. ET AL Address: Naples, Florida, 34110 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 04/13/2026 Number of Hours: 2, Weekly Number of Hours during trading: 0 Duties: Co-Trustee/Spouse
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-12 |
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