Pamela Rose Whitman

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-21
NJ	RA	APPROVED	2005-04-04

TX RA
APPROVED_RES

Since 2021-01-21
NJ RA
APPROVED

Since 2005-04-04

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

74 Church St, Flemington, NJ 08822 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Lambertville	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Lambertville	NJ	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Lambertville, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Lambertville, NJ

Previous Registrations

2001-11-14 → 2005-03-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jersey City, NJ

Other Businesses

TWO RENTAL PROPERTIES; INVESTMENT RELATED; BETHLEHEM, PA; 100% OWNERSHIP; START DATE = 07/01/2005; ONE HOUR DEVOTED PER MONTH; NOT DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-08-19
S63	Uniform Securities Agent State Law Examination	1995-01-31

S65 Uniform Investment Adviser Law Examination

1997-08-19
S63 Uniform Securities Agent State Law Examination

1995-01-31

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews