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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-04-17
  • TX RA
    APPROVED
    Since 2015-04-17

Branch Locations

Houston, TX • United States

5847 San Felipe Street Ste 3900, Houston, TX 77057 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Houston TX 04/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-05-20
S63 Uniform Securities Agent State Law Examination 1993-03-26
  • S65 Uniform Investment Adviser Law Examination
    1993-05-20
  • S63 Uniform Securities Agent State Law Examination
    1993-03-26

View on SEC IAPD

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