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David Scott Frank

&Partners

Baltimore, MD

Clayton, MO

Nashville, TN

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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-10-18
TX RA APPROVED 2024-10-18
  • MD RA
    APPROVED
    Since 2024-10-18
  • TX RA
    APPROVED
    Since 2024-10-18

Branch Locations

2800 Quarry Lake Drive Suite 385, Baltimore, MD 21209 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lutherville MD 02/2012 11/2016
Wells Fargo Clearing Services, Llc Lutherville MD 11/2016 10/2024
&Partners Nashville TN 10/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-05
S63 Uniform Securities Agent State Law Examination 1993-03-26
  • S65 Uniform Investment Adviser Law Examination
    1993-04-05
  • S63 Uniform Securities Agent State Law Examination
    1993-03-26
Designations

View on SEC IAPD

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