John Patrick Brogan

Current Employers

Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2011-08-03
GA	RA	APPROVED	2011-07-19

NJ RA
APPROVED

Since 2011-08-03
GA RA
APPROVED

Since 2011-07-19

Branch Locations

Atlanta, GA • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Blackrock	Atlanta	GA	11/2010	Present
Blackrock Investments, Llc	Atlanta	GA	06/2011	Present

11/2010 → Present

Blackrock

Atlanta, GA
06/2011 → Present

Blackrock Investments, Llc

Atlanta, GA

Previous Registrations

2009-01-15 → 2010-11-15

Nuveen Fund Advisors, Llc

Chicago, IL
2001-06-22 → 2009-01-15

Rittenhouse Asset Management, Inc.

Radnor, PA

Other Businesses

(1) Nicholas House; Homeless Shelter for Families; Member of Corporate Leadership Council; Planning Strategy Fund Raising; 2; Start Date: 01/01/2022 (2) Nicholas House; Homeless Shelter for Families; Board Member / Finance Committee Member; Advise on budgeting spending capital campaigns services offered fund raising etc.; 2; Start Date: 01/01/2023

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-08-18
S65	Uniform Investment Adviser Law Examination	1993-02-19

S63 Uniform Securities Agent State Law Examination

1998-08-18
S65 Uniform Investment Adviser Law Examination

1993-02-19

Other Names

John Brogan

View on SEC IAPD