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Current Employers
Sovereign Financial Group, Inc.

35 West Broad Street Suite 100, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-10-14
  • FL RA
    APPROVED
    Since 2022-10-14

Branch Locations

Minneola, FL • United States

35 West Broad Street Suite 100, Stamford, CT 06902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Vero Beach FL 01/1999 09/2022
Raymond James Financial Services Advisors, Inc Vero Beach FL 01/2009 09/2022
Barton Young & Associates Vero Beach FL 05/1999 01/2020
Rbh Corp Vero Beach FL 05/2004 07/2019
Iridium Group Winter Garden FL 01/1998 06/2020
B Young Enterprises, Llc Windermere FL 05/2015 Present
Sovereign Financial Group, Inc. Stamford CT 10/2022 Present
  • 01/1999 → 09/2022
    Raymond James Financial Services, Inc.
    Vero Beach, FL
  • 01/2009 → 09/2022
    Vero Beach, FL
  • 05/1999 → 01/2020
    Barton Young & Associates
    Vero Beach, FL
  • 05/2004 → 07/2019
    Rbh Corp
    Vero Beach, FL
  • 01/1998 → 06/2020
    Iridium Group
    Winter Garden, FL
  • 05/2015 → Present
    B Young Enterprises, Llc
    Windermere, FL
  • 10/2022 → Present
    Stamford, CT
Previous Registrations
  • 2009-01-02 → 2022-10-13
    Vero Beach, FL
    Vero Beach, FL
    Orlando, FL
    Orlando, FL
    Windermere, FL
  • 1999-05-20 → 2009-01-02
    Raymond James Financial Services, Inc.
    Orlando, FL
    New York, NY
    Bozeman, MT
    Windermere, FL
Other Businesses

1) Name of Business: B Young Enterprises, LLC Address: Windermere, FL, 34786, United States - Activity Type: Support Company - Owner Position/Title: Other - Investment Related: Yes - Start Date: 05/19/2015 Hours per month devoted to this business: 0-1 - Hours per month devoted to this business during trading hours: 0-1 - Description of duties: Support company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-22
S63 Uniform Securities Agent State Law Examination 1993-05-28
  • S65 Uniform Investment Adviser Law Examination
    1993-07-22
  • S63 Uniform Securities Agent State Law Examination
    1993-05-28

View on SEC IAPD

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