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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-11-03
TX RA APPROVED_RES 2017-11-03
DC RA APPROVED 2017-03-28
PR RA APPROVED 2017-02-08
NC RA APPROVED 2017-02-02
CA RA APPROVED 2012-01-06
  • NJ RA
    APPROVED
    Since 2017-11-03
  • TX RA
    APPROVED_RES
    Since 2017-11-03
  • DC RA
    APPROVED
    Since 2017-03-28
  • PR RA
    APPROVED
    Since 2017-02-08
  • NC RA
    APPROVED
    Since 2017-02-02
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

3435 Wilshire Blvd Suite 320, Los Angeles, CA 90010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Los Angeles CA 06/2001 Present
Blue Cross Health Insurance Los Angelos CA 10/2002 Present
Alpha Mortgage Los Angelos CA 08/2005 Present
Transamerica Financial Advisors, Inc Los Angeles CA 01/2012 Present
Heartland Institute Of Financial Education Aurora CO 06/2012 Present
Heartland Institute Of Financial Education College Planning Prog Aurora CO 10/2012 Present
Wlb Group, Inc. Los Angeles CA 03/2017 Present
National Association Of Registered Social Security Analysts Wratagh NY 10/2021 Present
World System Builders (Wsb) Alviso CA 01/2023 Present
Worldwide Legacy Builder (Wlb) Agoura Hills CA 07/2022 Present
  • 06/2001 → Present
    Wfg
    Los Angeles, CA
  • 10/2002 → Present
    Blue Cross Health Insurance
    Los Angelos, CA
  • 08/2005 → Present
    Alpha Mortgage
    Los Angelos, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Los Angeles, CA
  • 06/2012 → Present
    Heartland Institute Of Financial Education
    Aurora, CO
  • 10/2012 → Present
    Heartland Institute Of Financial Education College Planning Prog
    Aurora, CO
  • 03/2017 → Present
    Wlb Group, Inc.
    Los Angeles, CA
  • 10/2021 → Present
    National Association Of Registered Social Security Analysts
    Wratagh, NY
  • 01/2023 → Present
    World System Builders (Wsb)
    Alviso, CA
  • 07/2022 → Present
    Worldwide Legacy Builder (Wlb)
    Agoura Hills, CA
Previous Registrations
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc., Worldwide Legacy Builder & WSB are co-brand companies that are used by agents affiliated with World Financial Group Insurance Agency, an insurance agency affiliate of Transamerica Financial Advisors, LLC. World System Builders (WSB) Alviso California United States | Investment Related | 01/2023 PRESENT Worldwide Legacy Builder (WLB)AGOURA HILLSCaliforniaUnited StatesNoTeam Leader07/2022PRESENT NATIONAL ASSOCIATION OF REGISTERED SOCIAL SECURITY ANALYSTS | INVESTMENT RELATED | START DATE:10/15/2021 | RSSA | 2001 GROVE STREET WRATAGH NY 11793 |10HR/MO-0HR DURING TRADING | SOCIAL SECURITY PLANNING. HEARTLAND INSTITUTE IF FINANCIAL EDUCATION COLLGE PLANNING PROGRAM, 2851 SOUTH PARKER RD STE 1100 AURORA CO 80014, START DATE 10-05-2012, NOT INVESTMENT RELATED, CERTIFIED COLLEGE PLANNING PROGRAM CONSULTANT, HELP PEOPLE THAT ARE LOOKING FOR COACHING IN PLANNING FOR THEIR CHILDRENS COLLEGE, 1 HR/WEEK. Heartland Institute of Financial Education/NO/2851 SOUTH PARKER RD STE 1100 AURORA CO 80014/INSTRUCTOR/I will be an instructor for this non-profit institute and get paid certain amount per student (employee) who came to the class/ will conduct the class for the students/ employees regarding financial education and do the one-on-one follow up to help them to understand more about financial information. WLB GROUP, INC./NO/3435 WILSHIRE BLVD, SUITE 320, LOS ANGELES, CA 90010/NO OTHER BUSINESS ACTIVITIES BUT RUNNING MY WFG BUSINESS INCLUDING RENTING AND MANAGING AN OFFICE/CEO/03.15.2017/10/0/NOT MUCH DAILY ACTIVITIES AND RESPONSIBILITY EXCEPT RUNNING AN OFFICE AND SUPERVISING AN ACCOUNTING FOR MY WFG BUSINESS. BLUE CROSS HEALTH INSURANCE/no/Los Angeles, CA/10/2002-INDEPENDENT BROKER/HEALTH INSURANCE/APPROVED WITH RESTRICTIONS ALPHA MORTGAGE/NO/3600 WILSHIRE BLVD #1614 LOS ANGELES CA 90010/213.365.2090/SR. LOAN OFFICER 08/2005/PROCESS MORTGAGE LOANS/APPROVED WITH RESTRICTIONS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-26
S63 Uniform Securities Agent State Law Examination 1993-02-23
  • S65 Uniform Investment Adviser Law Examination
    2004-03-26
  • S63 Uniform Securities Agent State Law Examination
    1993-02-23
Other Names
  • Sungsup Woo

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