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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-10 |
| TX | RA | APPROVED_RES | 2021-12-03 |
| MA | RA | APPROVED | 2018-02-14 |
Branch Locations
150A Andover St Ste 10A, Danvers, MA 01923 • United States
Safety Harbor, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Peabody | MA | 02/2009 | 02/2018 |
| Lpl Financial Llc | Danvers | MA | 02/2018 | Present |
1. 02/14/2018 - Peabody Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2013. 2. 02/14/2018 - WHITE MARLIN WEALTH MANAGEMENT, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 0%. 3. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Insurance Agency - LICENSED AGENT - Started 2009 - Time Spent 10% - OFFERING FIXED INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-12 |
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