Kurt Richard Rozman

Current Employers

Intrua Financial

3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-12-14
TX	RA	APPROVED	2023-11-29
WI	RA	APPROVED	2023-11-28

FL RA
APPROVED

Since 2023-12-14
TX RA
APPROVED

Since 2023-11-29
WI RA
APPROVED

Since 2023-11-28

Branch Locations

Sarasota, FL • United States

3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States

675 North Barker Road Suite 220, Brookfield, WI 53045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Brookfield	WI	05/2014	Present
Intrua Financial	Franklin	WI	10/2023	Present

05/2014 → Present

Lpl Financial Llc

Brookfield, WI
10/2023 → Present

Intrua Financial

Franklin, WI

Previous Registrations

2014-05-15 → 2023-12-12

Freedom Wealth Alliance

Brookfield, WI
2003-06-02 → 2014-05-16

Wells Fargo Advisors Financial Network, Llc

Brookfield, WI

Other Businesses

1. 05/14/2014 - FREEDOM WEALTH ALLIANCE - INV REL - AT REPORTED LOCATION - 80% TIME SPENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 05/14/2014 - KRROZMAN ENTERPRISES LLC - INV REL - REAL ESTATE RENTAL - 1% TIME SPENT - PRESIDENT. LLC HOLDS MY CONDO TITLE FOR LIABILITY PROTECTION. 3. 07/22/2015 - FSG - INV REL - FREEDOM WEALTH ALLIANCE, 675 N. BARKER ROAD, STE. 220 BROOKFIELD, WI 53045 - NON-VARIABLE INSURANCE - START 07/13/2015 - 1 HOURS PER MONTH, 1 DURING TRADING - PARTNERSHIP WITH FSG SO THEY CAN WRITE OUR INSURANCE CONTRACTS 4. 8/18/2015 - Windy City Financial Planners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Licensed Insurance Agent - Started 08/05/2015 - 1 Hours Per Month During Securities Trading. 5. 11/21/2023: Intrua Financial LLC; At Reported Business Location(s); Registered Investment Advisor Hybrid; Inv. related; start date 10/1/2023; 120hrs/mo.; 4hrs during trading; I provide investment advisory services through Intrua Financial LLC, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 02/13/2024: Intrua Financial DBA Freedom Wealth Alliance - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started: 9/1/2023 - 100 Hrs/Mo During Trading. 7. 07/22/2024 - Other - Business Owner - Owner - Not Investment Related - Virtual/ Florida - Start Date 08/01/2024 - 4 Hours Per Month/ 0 Hours During Trading 8. 12/13/2024 - NAMZOR - Non Investment Related - Business Entity For Tax/Investment Purposes Only - Home Based - Start Date: 12/09/2024 - 1 Hours Per Month - 0 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-05-29
S63	Uniform Securities Agent State Law Examination	1993-05-27

S65 Uniform Investment Adviser Law Examination

2003-05-29
S63 Uniform Securities Agent State Law Examination

1993-05-27

View on SEC IAPD