Scot Samuel Fairchild

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2020-09-17
CA	RA	APPROVED	2020-09-10
TX	RA	APPROVED_RES	2020-09-10

NV RA
APPROVED

Since 2020-09-17
CA RA
APPROVED

Since 2020-09-10
TX RA
APPROVED_RES

Since 2020-09-10

Branch Locations

1080 Wigwam Pkwy, Henderson, NV 89074 • United States

16789 Bernardo Center Dr, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lucia Securities, Llc	San Diego	CA	08/2012	09/2020
Success Financial Advisors, Llc	Henderson	NV	01/1996	Present
Rjl Wealth Management, Llc	San Diego	CA	08/2012	09/2020
Lpl Financial, Llc	Henderson	NV	09/2020	Present

08/2012 → 09/2020

Lucia Securities, Llc

San Diego, CA
01/1996 → Present

Success Financial Advisors, Llc

Henderson, NV
08/2012 → 09/2020

Rjl Wealth Management, Llc

San Diego, CA
09/2020 → Present

Lpl Financial, Llc

Henderson, NV

Previous Registrations

2012-08-28 → 2020-09-04

Lucia Capital Group

San Diego, CA
1999-03-19 → 2013-03-20

Success Financial Advisors, Llc

Las Vegas, NV

Other Businesses

1. 9/17/2020 - Fairchildren, LLC - Investment Related - At Reported Business Location(s) - Fairchildren, LLC - Started 01/01/2005 - 0 Hours Per Month - Time Spent 0% - Business entity for estate planning purposes with family. 2. 9/17/2020 - Lucia Capital Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/1/2020 - 128 Hours Per Month/8 Hours During Securities Trading - Time Spent 75%. 3. 9/17/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/1996 - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 5% - Life and fixed annuities. 4. 3/17/2021 - Montecito Venture Partners - Not Investment Related - Location/Address: None - Other-Member Managed LLC - Started 02/17/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 5. 10/15/2021 - Success Financial Advisors, LLC dba Strategic Tax & Financial - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 10/15/2021 - 40 Hours Per Month/2 Hours During Securities Trading - Tax prep, bookkeeping, payroll, accounting. 6. 10/15/2021 - Strategic Tax & Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/15/2021 - 40 Hours Per Month/2 Hours During Securities Trading. 7. 09/09/2024 - SFA Holdings, LLC - Real Estate Rental - Investment Related - At Reported Business Location - Start Date 08/01/2007 - 2 Hours Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-02-03
S63	Uniform Securities Agent State Law Examination	1993-03-04

S65 Uniform Investment Adviser Law Examination

1996-02-03
S63 Uniform Securities Agent State Law Examination

1993-03-04

Designations

Other Names

Scot Samuel Fairchild
Scott Samuel Fairchild

View on SEC IAPD