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480 N Canton Center Rd. Unit 87919, Canton, MI 48187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-02-03 |
| MI | RA | APP_PEND_IARCE | 2026-02-03 |
| AZ | RA | APPROVED | 2023-03-23 |
Branch Locations
480 N Canton Center Rd. Unit 87919, Canton, MI 48187 • United States
480 N Canton Center Rd. Unit 87919, Canton, MI 48187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dave Baker - Sole Proprietor | Ann Arbor | MI | 03/1993 | Present |
| Nautica Asset Management Llc Fka Retirement Income & Benefits So | Ann Arbor | MI | 07/2013 | Present |
| Nautica Asset Management Llc Fka Retirement Income & Benefits So | Ann Arbor | MI | 01/2016 | Present |
| My Fed Retirement Werks Llc | Cantondallas | TX | 05/2018 | 10/2020 |
| Nautica Insurance Group Llc | Canton | MI | 12/2019 | Present |
1. Dave Baker - Sole Proprietor; Investment Related; Ann Arbor, MI; Insurance Products Sales and Services; Independent Insurance Agent; March 1993; Approximately 50% of time spent on this activity. 2. Business Name: Nautica Insurance Group LLC; Address: PO Box 87919, 480 N Canton Center Rd., Canton, MI 48187; Your position, title, or relationship. Managing Director; Start date of your relationship: 12/23/2019; Approximate hours a month spent on the other business 90; Approximate hours during trading spent on the other business: 40; Approximate percentage of time and income related to the business. 50%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-16 |
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