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Wilton David Baker

Nautica Asset Management LLC

Canton, MI

Canton, MI

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Current Employers
Nautica Asset Management Llc

480 N Canton Center Rd. Unit 87919, Canton, MI 48187 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-02-03
MI RA APP_PEND_IARCE 2026-02-03
AZ RA APPROVED 2023-03-23
  • CA RA
    APP_PEND_IARCE
    Since 2026-02-03
  • MI RA
    APP_PEND_IARCE
    Since 2026-02-03
  • AZ RA
    APPROVED
    Since 2023-03-23

Branch Locations

480 N Canton Center Rd. Unit 87919, Canton, MI 48187 • United States

480 N Canton Center Rd. Unit 87919, Canton, MI 48187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dave Baker - Sole Proprietor Ann Arbor MI 03/1993 Present
Nautica Asset Management Llc Fka Retirement Income & Benefits So Ann Arbor MI 07/2013 Present
Nautica Asset Management Llc Fka Retirement Income & Benefits So Ann Arbor MI 01/2016 Present
My Fed Retirement Werks Llc Cantondallas TX 05/2018 10/2020
Nautica Insurance Group Llc Canton MI 12/2019 Present
  • 03/1993 → Present
    Dave Baker - Sole Proprietor
    Ann Arbor, MI
  • 07/2013 → Present
    Nautica Asset Management Llc Fka Retirement Income & Benefits So
    Ann Arbor, MI
  • 01/2016 → Present
    Nautica Asset Management Llc Fka Retirement Income & Benefits So
    Ann Arbor, MI
  • 05/2018 → 10/2020
    My Fed Retirement Werks Llc
    Cantondallas, TX
  • 12/2019 → Present
    Nautica Insurance Group Llc
    Canton, MI
Other Businesses

1. Dave Baker - Sole Proprietor; Investment Related; Ann Arbor, MI; Insurance Products Sales and Services; Independent Insurance Agent; March 1993; Approximately 50% of time spent on this activity. 2. Business Name: Nautica Insurance Group LLC; Address: PO Box 87919, 480 N Canton Center Rd., Canton, MI 48187; Your position, title, or relationship. Managing Director; Start date of your relationship: 12/23/2019; Approximate hours a month spent on the other business 90; Approximate hours during trading spent on the other business: 40; Approximate percentage of time and income related to the business. 50%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-12
S63 Uniform Securities Agent State Law Examination 1993-03-16
  • S65 Uniform Investment Adviser Law Examination
    2015-11-12
  • S63 Uniform Securities Agent State Law Examination
    1993-03-16
Other Names
  • Dave Baker

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