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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-02 |
| TX | RA | APPROVED | 2019-03-27 |
Branch Locations
2121 Avenue Of The Stars, Suite 1600, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 01/1993 | 11/2018 |
| Seia Llc | Los Angeles | CA | 11/1997 | Present |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 08/2023 |
| Ses Inc. | Los Angeles | CA | 08/2023 | Present |
1. AVIVA POSITION: Finance committee member NATURE: Family and children services including housing, food, shelter. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/10/2018 ADDRESS: 7120 Franklin Ave, Los Angeles CA 90046, United States DESCRIPTION: Attend the board meetings that occur once every two months. 2. SEIA POSITION: Senior Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 100 START DATE: 03/01/2001 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Financial advisors, manage client investment & portfolios 3. INSURANCE BROKER POSITION: Insurance broker NATURE: Placing life insurance, annuities, and long term care thru Crump. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/02/2005 ADDRESS: 4135 North Front Street, Harrisburg PA 17110, United States DESCRIPTION: Selling life, annuities, and long term care insurance. 4. NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/27/2016 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Notarize documents for clients 5. HARVARD WESTLAKE KOREAN AMERICAN PARENT ASSOCIATION POSITION: President NATURE: Organization at my children's' school. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 700 N. Faring Rd, Los Angeles CA 90077, United States DESCRIPTION: Coordinate meetings and events. 6. KOREAN AMERICAN MUSEUM POSITION: Auxiliary Board Member NATURE: Non-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 3727 W. 6th St. #400, Los Angeles CA 90020, United States DESCRIPTION: Board member. Attend meetings. 7. CENTURY CITY CHAMBER OF COMMERCE POSITION: Board Member NATURE: Chamber of commerce INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/06/2020 ADDRESS: 2029 Century Park East, Suite 4392, Los Angeles CA 90067, United States DESCRIPTION: Participate in board member meetings and voice opinions with other board members.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-02 |
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