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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-29 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
102 S Tejon Street Suite 500, Colorado Springs, CO 80902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Colorado Springs | CO | 07/2013 | 04/2017 |
| Hightower Advisors, Llc | Colorado Springs | CO | 04/2017 | Present |
| Hightower Securities, Llc | Colorado Springs | CO | 04/2017 | Present |
RMP, LLC / 2545 SCORPIO DRIVE COLORADO SPRINGS COLORADO 80906 / REAL ESTATE / REAL ESTATE PURCHASE AND RENTAL / PARTNER / DECIDE WHAT HOUSES TO BUY AND RENT. / START DATE 04/03/2012 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-22 |
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