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1201 Network Centre Drive, Effingham, IL 62401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-04-29 |
Branch Locations
1201 Network Centre Drive, Effingham, IL 62401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | St Louis | MO | 12/2013 | 11/2021 |
| Cetera Investment Services Llc | Clayton | MO | 02/2014 | 11/2021 |
| Cetera Investement Advisers Llc | Clayton | MO | 02/2014 | 11/2021 |
| Cibc Bank Usa | Brentwood | MO | 11/2021 | 04/2025 |
| Midland Wealth Advisors, Llc | O'FAllon | MO | 04/2025 | Present |
1) US Nationals Baseball Club; Not investment-related; Fenton, MO 63368; Volunteer Coach; Coaching youth baseball; Not compensated; Approx. 5% of time during the month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-14 |
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