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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-06-05 |
| OH | RA | APPROVED | 2026-03-25 |
| NM | RA | APPROVED | 2026-03-06 |
| WA | RA | APPROVED | 2026-03-05 |
| CO | RA | APPROVED | 2026-01-08 |
| DE | RA | APPROVED | 2026-01-08 |
| ME | RA | APPROVED | 2025-08-11 |
| IL | RA | APPROVED | 2025-01-28 |
| TX | RA | APPROVED | 2024-10-25 |
| NV | RA | APPROVED | 2024-06-17 |
| MN | RA | APPROVED | 2024-06-14 |
| VA | RA | APPROVED | 2024-04-25 |
| MI | RA | APPROVED | 2023-12-19 |
| MA | RA | APPROVED | 2023-04-25 |
| AK | RA | APPROVED | 2022-10-26 |
| CA | RA | APPROVED | 2022-10-26 |
| PA | RA | APPROVED | 2022-09-28 |
| FL | RA | APPROVED | 2022-06-22 |
| NJ | RA | APPROVED | 2022-06-22 |
| CT | RA | APPROVED | 2022-06-21 |
| NC | RA | APPROVED | 2022-06-21 |
| SC | RA | APPROVED | 2022-06-21 |
| NY | RA | APPROVED | 2022-06-20 |
Branch Locations
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | New York | NY | 04/2022 | Present |
| Td Private Client Wealth Llc | New York | NY | 04/2022 | Present |
| Columbus Circle Investors | Stamford | CT | 05/2004 | 12/2020 |
| Unemployed | New York | NY | 01/2021 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-06-18 |
| S65 | Uniform Investment Adviser Law Examination | 1995-01-16 |
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