David Edward Kaplan

Current Employers

Cottonwood Asset Management Llc

4505 South Wasatch Blvd #300, Salt Lake City, UT 84124 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2010-06-10

UT RA
APPROVED

Since 2010-06-10

Branch Locations

Sandy, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cottonwood Asset Management	Sandy	UT	04/2010	Present
Cottonwood Tax & Accounting	Salt Lake City	UT	01/2021	Present

04/2010 → Present

Cottonwood Asset Management

Sandy, UT
01/2021 → Present

Cottonwood Tax & Accounting

Salt Lake City, UT

Previous Registrations

2007-01-01 → 2008-12-02

Miles Capital, Inc.

Salt Lake City, UT
2003-11-21 → 2006-12-20

Vmf Capital

Cedar Rapids, IA
2002-07-22 → 2003-12-31

Vmf Capital Llc

Cedar Rapids, IA

Other Businesses

ADD IT UP LLC DBA MATHNASIUM OF SUGAR HOUSE; NOT INVESTMENT RELATED; 1511 EAST 2100 SOUTH SALT LAKE CITY 84105; MATHNASIUM EDUCATION CENTER; OWNER; 01/01/2012; 1 HOUR/MONTH DEVOTED; 0 HOURS/MOTH DEVOTED DURING SECURITIES TRADING HOURS; MR. KAPLAN PROVIDES TAX AND ACCOUNTING SERVICES FOR THE LLC. COTTONWOOD TAX & ACCOUNTING; NOT INVESTMENT RELATED; 4505 S WASATCH BLVD, SUITE 340, SALT LAKE CITY, UTAH 84124; TAX AND ACCOUNTING FIRM; CEO; 01/01/2011; 120 HOURS/MONTH DEVOTED; 40 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; MR. KAPLAN PROVIDES TAX PREPARATION AND ACCOUNTING SERVICES. KAPLANDIA LLC; NOT INVESTMENT RELATED; 4505 S WASATCH BLVD, SUITE 300, SLC UTAH 84124; LAND OWNERSHIP; PART OWNER; 25% OWNER; 01/01/2025; 1/2 HOUR PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; RESPONSIBLE FOR BUYING LOTS FOR FUTURE DEVELOPMENT OR HOLD FOR CAPITAL APPRECIATION

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-04-06

S63 Uniform Securities Agent State Law Examination

1993-04-06

Designations

View on SEC IAPD