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Francis A Connolly

Morgan Stanley

Chicago, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-04
TX RA APPROVED 2025-03-04
  • IL RA
    APPROVED
    Since 2025-03-04
  • TX RA
    APPROVED
    Since 2025-03-04

Branch Locations

10 South Riverside Plaza, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcm Group, Llc Chicago IL 01/2005 12/2016
Unemployed Chicago IL 01/2017 03/2020
T3 Trading Group, Llc New York NY 09/2021 01/2022
E*Trade Securities Llc Chicago IL 05/2022 Present
Northshore University Healthsystems Glenview IL 03/2020 05/2022
Morgan Stanley Chicago IL 03/2023 Present
Morgan Stanley Chicago IL 09/2023 Present
  • 01/2005 → 12/2016
    Mcm Group, Llc
    Chicago, IL
  • 01/2017 → 03/2020
    Unemployed
    Chicago, IL
  • 09/2021 → 01/2022
    T3 Trading Group, Llc
    New York, NY
  • 05/2022 → Present
    E*Trade Securities Llc
    Chicago, IL
  • 03/2020 → 05/2022
    Northshore University Healthsystems
    Glenview, IL
  • 03/2023 → Present
    Morgan Stanley
    Chicago, IL
  • 09/2023 → Present
    Morgan Stanley
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-04
S63 Uniform Securities Agent State Law Examination 2022-09-21
  • S66 Uniform Combined State Law Examination
    2025-03-04
  • S63 Uniform Securities Agent State Law Examination
    2022-09-21
Other Names
  • Francis Anthony Connolly
  • Francis Anthony Connolly

View on SEC IAPD

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