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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-19 |
| SC | RA | APPROVED | 2025-03-19 |
| TX | RA | APPROVED | 2025-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Fort Mill | SC | 09/2021 | 05/2022 |
| The Vanguard Group, Inc. | Charlotte | NC | 05/2015 | Present |
| Self-Employed | Fort Mill | SC | 01/2025 | Present |
| Self-Employed | Fort Mill | SC | 05/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: FORT MILL, SC NATURE OF BUSINESS: E-COMMERCE POSITION: RESELLER START DATE: 01/2025 APPROXIMATE HOURS PER MONTH: 2 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: SALES ON EBAY BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: FORT MILL, SC NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 05/2025 APPROXIMATE HOURS PER MONTH: 15 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: OWNER OF ETSY SHOP
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-15 |
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