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Kathleen Anne Birmingham

Cibc Private Wealth Advisors, Inc.

Chicago, IL

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Current Employers
Cibc Private Wealth Advisors, Inc.

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-04
IL RA APPROVED 2017-09-06
  • FL RA
    APPROVED
    Since 2024-01-04
  • IL RA
    APPROVED
    Since 2017-09-06

Branch Locations

181 W. Madison St 35Th Floor, Chicago, IL 60602-4690 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneva Investment Management Of Chicago, Llc Chicago IL 06/2012 08/2017
At Investment Advisers Inc. Chicago IL 08/2017 Present
  • 06/2012 → 08/2017
    Geneva Investment Management Of Chicago, Llc
    Chicago, IL
  • 08/2017 → Present
    At Investment Advisers Inc.
    Chicago, IL
Previous Registrations
  • 2012-09-17 → 2017-09-01
    Geneva Advisors, Llc
    Chicago, IL
  • 2009-10-07 → 2011-12-31
    Andersen Capital Management, Llc
    Lake Forest, IL
    Lake Forest, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-04
S63 Uniform Securities Agent State Law Examination 1993-11-17
  • S65 Uniform Investment Adviser Law Examination
    2010-01-04
  • S63 Uniform Securities Agent State Law Examination
    1993-11-17

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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