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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-09-05 |
Branch Locations
714 Bellevue Ave, Dublin, GA 31021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Dublin | GA | 07/2006 | 10/2019 |
| 1St Global Advisors, Inc. | Dublin | GA | 07/2006 | 10/2019 |
| Nichols, Cauley & Associates, Llc | Dublin | GA | 07/2006 | Present |
| Avantax Insurance Services, Inc. | Dublin | GA | 06/2007 | 09/2025 |
| Avantax Advisory Services | Dublin | GA | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Dublin | GA | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Dublin | GA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) NICHOLS CAULEY FINANCIAL SERVICES, LLC POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 7 START DATE: 07/01/2006 ADDRESS: Dublin GA United States DESCRIPTION: Provide financial services to clients 2)NICHOLS, CAULEY & ASSOCIATES, LLC; FINANCIAL ADVISOR; IR; 07/01/2006;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-12 |
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