Howard Bruce Golick

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-07
NJ	RA	APPROVED	2018-02-14

TX RA
APPROVED_RES

Since 2021-04-07
NJ RA
APPROVED

Since 2018-02-14

Branch Locations

73 Mountainview Blvd, Basking Ridge, NJ 07920 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Affinity Fcu	Basking Ridge	NJ	06/1996	Present
Invest Financial Corp.	Tampa	FL	01/2013	Present
Lpl Financial Llc	Denville	NJ	02/2018	Present

06/1996 → Present

Affinity Fcu

Basking Ridge, NJ
01/2013 → Present

Invest Financial Corp.

Tampa, FL
02/2018 → Present

Lpl Financial Llc

Denville, NJ

Previous Registrations

2013-01-22 → 2018-02-16

Invest Financial Corporation

Cedar Knolls, NJ

Basking Ridge, NJ

Teterboro, NJ

Oradell, NJ

Denville, NJ

Morristown, NJ

Appleton, WI

Other Businesses

1. 02/14/2018 - Affinity Investment Services- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - Members Alliance Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 1 Hours Per Month/1 During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-12-27
S63	Uniform Securities Agent State Law Examination	1993-03-12

S65 Uniform Investment Adviser Law Examination

2012-12-27
S63 Uniform Securities Agent State Law Examination

1993-03-12

View on SEC IAPD