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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-05-18
GA RA APPROVED 2008-05-23
FL RA APPROVED 2005-11-04
TX RA APPROVED_RES 2001-01-02
  • UT RA
    APPROVED
    Since 2026-05-18
  • GA RA
    APPROVED
    Since 2008-05-23
  • FL RA
    APPROVED
    Since 2005-11-04
  • TX RA
    APPROVED_RES
    Since 2001-01-02

Branch Locations

Kamas, UT • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-05-18
FL RA APPROVED 2022-11-07
  • UT RA
    APPROVED
    Since 2026-05-18
  • FL RA
    APPROVED
    Since 2022-11-07

Branch Locations

Kamas, UT • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 10/1993 Present
Raymond James Financial Services, Inc. St Petersburg FL 09/2022 Present
Raymond James Financial Services Advisors, Inc. St Petersburg FL 09/2022 Present
Other Businesses

(1)Name of Business: Address: 7235 North Starlight Circle, Heber City, UT, 84032, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Partner Investment Related: No Start Date: 01/28/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Buttermilk, LLC is a Utah LLC created for the single purpose of owning our second home in Heber City , UT that we are purchasing on January 28, 2025. We are purchasing the home in the LLC for privacy purposes and for liability protection. This is a second residence which will not be used as a rental property nor does the HOA even permit it to be rented. (2)Name of Business: Emory University Address: 201 Dowman Road, Atlanta, GA, 30322, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 02/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Will serve as a trustee of Emory University. 3 hour quarterly board meeting with an in person preference and two 3 hour quarterly committee meeting for the Investment Committee and also now the Real Estate Committee. (3)Name of Business: Rombauer Too LLC Address: 836 16th Ave NE, Saint Petersburg, FL, 33704, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/14/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: passive investor in the LLC which is single purpose vehicle for our investment in Lemon Perfect Water.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-15
S63 Uniform Securities Agent State Law Examination 1993-03-15
  • S65 Uniform Investment Adviser Law Examination
    1996-10-15
  • S63 Uniform Securities Agent State Law Examination
    1993-03-15
Other Names
  • Tash Elwyn
  • Te Spring Elwyn

View on SEC IAPD

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