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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-05-18 |
| GA | RA | APPROVED | 2008-05-23 |
| FL | RA | APPROVED | 2005-11-04 |
| TX | RA | APPROVED_RES | 2001-01-02 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-05-18 |
| FL | RA | APPROVED | 2022-11-07 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | St. Petersburg | FL | 10/1993 | Present |
| Raymond James Financial Services, Inc. | St Petersburg | FL | 09/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | St Petersburg | FL | 09/2022 | Present |
(1)Name of Business: Address: 7235 North Starlight Circle, Heber City, UT, 84032, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Partner Investment Related: No Start Date: 01/28/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Buttermilk, LLC is a Utah LLC created for the single purpose of owning our second home in Heber City , UT that we are purchasing on January 28, 2025. We are purchasing the home in the LLC for privacy purposes and for liability protection. This is a second residence which will not be used as a rental property nor does the HOA even permit it to be rented. (2)Name of Business: Emory University Address: 201 Dowman Road, Atlanta, GA, 30322, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 02/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Will serve as a trustee of Emory University. 3 hour quarterly board meeting with an in person preference and two 3 hour quarterly committee meeting for the Investment Committee and also now the Real Estate Committee. (3)Name of Business: Rombauer Too LLC Address: 836 16th Ave NE, Saint Petersburg, FL, 33704, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/14/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: passive investor in the LLC which is single purpose vehicle for our investment in Lemon Perfect Water.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-15 |
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