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Austin, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-14 |
| LA | RA | APPROVED | 2025-01-03 |
| CA | RA | APPROVED | 2009-09-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Devil Mountain Investment Management | New Orleans | LA | 06/2009 | Present |
| W.R. Hambrecht + Co., Llc | San Francisco | CA | 05/2014 | 07/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-06 |
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