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David M Schabacker

Spc

Ann Arbor, MI

Simpsonville, SC

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-08-28
  • SC RA
    APPROVED
    Since 2020-08-28

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Simpsonville, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Imlay City MI 03/2011 12/2016
Talmer Bank And Trust Imlay City MI 05/2011 12/2016
Chemical Bank Shelby MI 12/2016 11/2019
Cetera Investment Advisors Llc Shelby MI 12/2016 11/2019
Cetera Investment Services Llc St.CLoud MN 12/2016 11/2019
Sigma Financial Corporation Ann Arbor MI 01/2020 Present
Spc Ann Arbor MI 01/2020 Present
  • 03/2011 → 12/2016
    Lpl Financial
    Imlay City, MI
  • 05/2011 → 12/2016
    Talmer Bank And Trust
    Imlay City, MI
  • 12/2016 → 11/2019
    Chemical Bank
    Shelby, MI
  • 12/2016 → 11/2019
    Cetera Investment Advisors Llc
    Shelby, MI
  • 12/2016 → 11/2019
    Cetera Investment Services Llc
    St.CLoud, MN
  • 01/2020 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 01/2020 → Present
    Ann Arbor, MI
Previous Registrations
  • 2016-12-06 → 2019-11-29
    Shelby, MI
  • 2011-04-14 → 2017-01-04
    Shelby Twp, MI
    Fort Mill, SC
    Rochester, MI
    Shelby Township, MI
    Algonac, MI
    Imlay City, MI
    Lapeer, MI
    Harbor Beach, MI
    Lexington, MI
    Rochester, MI
    Fort Gratiot, MI
    Kimball Township, MI
    Marysville, MI
    Port Huron, MI
    Port Huron Township, MI
    St Clair, MI
    Port Huron, MI
    Marine City, MI
  • 2005-07-18 → 2006-10-31
    Comerica Securities
    Farmington, MI
    Warren, MI
  • 2005-01-25 → 2005-03-29
    Banc One Securities Corporation
    Sterling Heights, MI
Other Businesses

1. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. 2. Offering Medicare Advantage Plans. Start date: 3/23/23, approx. 4 hrs/mo with 25% during mkt hrs. 3. Employee Benefits Enrollment Agent - Ward Services Inc., Columbia, SC. Assist school employees with STD, AD&D and other cafeteria benefits offered to employees on a part-time basis. Start date: 9/18/23, approx. 20 hrs/mo, 15 hrs during mkt hrs. INV REL: N

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-26
S63 Uniform Securities Agent State Law Examination 1993-06-11
  • S65 Uniform Investment Adviser Law Examination
    2000-04-26
  • S63 Uniform Securities Agent State Law Examination
    1993-06-11
Other Names
  • David Martin Schabacker
  • David Martin Schabacker

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