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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-08-28 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Simpsonville, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Imlay City | MI | 03/2011 | 12/2016 |
| Talmer Bank And Trust | Imlay City | MI | 05/2011 | 12/2016 |
| Chemical Bank | Shelby | MI | 12/2016 | 11/2019 |
| Cetera Investment Advisors Llc | Shelby | MI | 12/2016 | 11/2019 |
| Cetera Investment Services Llc | St.CLoud | MN | 12/2016 | 11/2019 |
| Sigma Financial Corporation | Ann Arbor | MI | 01/2020 | Present |
| Spc | Ann Arbor | MI | 01/2020 | Present |
1. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. 2. Offering Medicare Advantage Plans. Start date: 3/23/23, approx. 4 hrs/mo with 25% during mkt hrs. 3. Employee Benefits Enrollment Agent - Ward Services Inc., Columbia, SC. Assist school employees with STD, AD&D and other cafeteria benefits offered to employees on a part-time basis. Start date: 9/18/23, approx. 20 hrs/mo, 15 hrs during mkt hrs. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-11 |
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