Best Investors Account Sign in
Inactive

John Michael Gustafson

Palmetto Wealth Management, LLC

New Albany, OH

New Albany, OH

Claim This Profile
Current Employers
Palmetto Wealth Management, Llc

6970 Grate Park Dr, New Albany, OH 43054 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2009-09-03
OH RA APPROVED 2009-07-23
TX RA APPROVED_RES 2009-07-20
  • SC RA
    APPROVED
    Since 2009-09-03
  • OH RA
    APPROVED
    Since 2009-07-23
  • TX RA
    APPROVED_RES
    Since 2009-07-20

Branch Locations

New Albany, OH • United States

New Albany, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Palmetto Wealth Management, Llc New Albany OH 05/2009 Present
Previous Registrations
  • 2001-12-14 → 2009-08-07
    Ubs Financial Services Inc.
    New Albany, OH
    Gahanna, OH
    Cleveland, OH
    New Albany, OH
    Weehawken, NJ
    Cleveland, OH
    Miamisburg, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-23
S63 Uniform Securities Agent State Law Examination 1993-02-11
  • S65 Uniform Investment Adviser Law Examination
    1994-12-23
  • S63 Uniform Securities Agent State Law Examination
    1993-02-11

View on SEC IAPD

More in New Albany, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor