Bertrand Canega Ong

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2011-11-07
DC	RA	APPROVED	2006-08-09

VA RA
APPROVED

Since 2011-11-07
DC RA
APPROVED

Since 2006-08-09

Branch Locations

Ashburn , VA • United States

1700 K St Nw 9Th Fl [Du-Rbo], Washington, DC 20006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Washington	DC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Washington	DC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Washington, DC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Washington, DC

Previous Registrations

1998-05-04 → 2006-08-10

Ubs Financial Services Inc.

Washington, DC

Washington, DC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-17
S63	Uniform Securities Agent State Law Examination	1996-03-25

S65 Uniform Investment Adviser Law Examination

1996-05-17
S63 Uniform Securities Agent State Law Examination

1996-03-25

Other Names

Randy Ong
Bertrand C Ong

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews