John Alvin Deppisch

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-01-27
WI	RA	APPROVED	2020-11-12

FL RA
APPROVED

Since 2022-01-27
WI RA
APPROVED

Since 2020-11-12

Branch Locations

Cape Coral, FL • United States

Germantown, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities, Inc.	San Diego	CA	07/2007	09/2022
First Allied Advisory Services, Inc.	Chesterfield	MO	07/2012	11/2020
First Allied Advisory Services	Schaumburg	IL	11/2020	11/2020
Cetera Advisors Llc	Germantown	WI	09/2022	Present
Cetera Investment Advisers Llc	Schaumburg	IL	11/2020	Present

07/2007 → 09/2022

First Allied Securities, Inc.

San Diego, CA
07/2012 → 11/2020

First Allied Advisory Services, Inc.

Chesterfield, MO
11/2020 → 11/2020

First Allied Advisory Services

Schaumburg, IL
09/2022 → Present

Cetera Advisors Llc

Germantown, WI
11/2020 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2012-07-02 → 2020-11-12

First Allied Advisory Services, Inc.

Chesterfield, MO

Menomonee Falls, WI

Menomonee Falls, WI
2007-07-26 → 2012-07-02

First Allied Securities, Inc.

Germantown, WI

San Diego, CA

Milwaukee, WI

Cape Coral, FL
2004-12-10 → 2007-07-24

Sii Investments, Inc.

Menomonee Falls, WI

Menomonee Falls, WI

Other Businesses

1) JOHN DEPPISCH, AGENT; INSURANCE; START DATE:1/1/2001. 2) JACK DEPPISCH; SOLE PROPRIETOR; NON-CPA ACCOUNTING AND/OR TAX PREPARTION; START DATE 11/30/2021; 4 HOURS PER MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-20
S63	Uniform Securities Agent State Law Examination	1995-01-26

S65 Uniform Investment Adviser Law Examination

1999-12-20
S63 Uniform Securities Agent State Law Examination

1995-01-26

Other Names

Jack Alvin Deppisch

View on SEC IAPD